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11-10-2024 12:59 PM | Source: PR Agency
Comment on NSE warning letter to Cantabil Retail for non compliance with guidance note on disclosure by listed entities by Makarand M Joshi Founder MMJC and associates a corporate compliance firm
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Below the Comment on NSE warning letter to Cantabil Retail for non compliance with guidance note on disclosure by listed entities by Makarand M Joshi Founder MMJC and associates a corporate compliance firm
Stock exchanges had vide it's guidance note dt June 11, 2021 provides an illustrative list of do's and don'ts with respect to disclosures to be made by listed entities. With this warning it is clear that the stock exchanges have started viewing instances of violation of this guidance note seriously.
Listed entities going forward need to be mindful of this guidance note while making stock exchange disclosure.
Non compliance of this guidance note would be considered as violation of uniform listing agreement clause 2(ii) entered with stock exchange and may lead to prosecution of section 21 read with section 23H of securities contract regulation act with a max penalty of Rs 1 crore.
Listed entities going forward need to be mindful of this guidance note while making stock exchange disclosure.
Non compliance of this guidance note would be considered as violation of uniform listing agreement clause 2(ii) entered with stock exchange and may lead to prosecution of section 21 read with section 23H of securities contract regulation act with a max penalty of Rs 1 crore.
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