Manoj Agarwal joins Angel One as Group Chief Compliance Officer
Angel One Limited, a leading FinTech player, is pleased to announce the joining of Manoj Agarwal as the Group Chief Compliance Officer (CCO). With an illustrious career spanning over two decades in compliance, legal, audit and risk management, Manoj will be instrumental in leading robust compliance programs and driving Angel One’s commitment to the highest standards of regulatory compliance and ethical governance.
Manoj brings a wealth of experience in financial services, with a legacy of driving regulatory adherence and maintaining the highest levels of integrity. His experience in building and enhancing compliance frameworks, coupled with his leadership in internal control initiatives, has been essential in strengthening the Company's operational infrastructure and securing its ongoing success.
As Group Chief Compliance Officer, Manoj will take charge of the development, implementation and management of Angel One’s compliance programs, ensuring the highest standards of regulatory compliance, internal policies and ethical practices. He will also identify and mitigate critical compliance risks, safeguarding the organization’s future. Additionally, Manoj will be a key representative for Angel One in major industry forums, regulatory working groups and broker associations, fostering strong relationships with regulators and Market Infrastructure Institutions (MIIs).
Manoj comes with nearly three years of experience as Chief Compliance Officer responsible for compliance, legal, secretarial and internal audit & controls at Upstox. Prior to that, he worked at Kotak Securities for 19 years, with his last role being Senior EVP, heading compliance, internal audit, internal control and secretarial functions. He has also worked at HDFC Securities and Tata Consultancy Services, strengthening his expertise in compliance and operations.
Mr. Manoj Agarwal, Group Chief Compliance Officer, Angel One Limited, said, "I am excited to join Angel One, a company at the forefront of FinTech, pioneering product innovation and technological excellence. This is a unique opportunity to contribute to an organization that is not only driving technological advancement but is also deeply committed to compliance and ethical practices. I look forward to collaborating with the talented team to enhance our governance framework, ensuring that as we scale and innovate, we continue to uphold the highest standards of integrity, transparency and regulatory excellence."
Above views are of the author and not of the website kindly read disclaimer
